Compliance Officer

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Da Vinci Derivatives is a unique proprietary trading firm, focussing on volatility trading, arbitrage and market making across major exchanges worldwide. We identify opportunities in financial derivatives with short-medium term strategies focused on volatility and provide liquidity to the markets, thus, making them more efficient and increasing transparency for end investors.

We are defined by innovation and collaboration. We are always open for new ideas and we foster a supportive environment where the success of one is the success of all. What drives us is passion for what we do and wanting to be one of the best prop trading houses in the world. Our philosophy towards work is best captured by “Be good, work hard and great things will happen”. We are meritocratic by nature and believe that empowering talent in our organization is the only way to achieve our ambitious goals.

As compliance officer, you will work in a team of professionals in an organisation with high standards for risk and compliance.

Responsibilities

  • Laws and regulations: Advise on compliance with the regulatory legislation applicable to Da Vinci Derivatives
  • Policy framework: Establish, update, monitor and report on the compliance of company policies by business functions and by individual employees and ensure that effective processes are in place to effectuate these tasks
  • Advocacy: engage in industry and regulatory fora and lobby groups to advocate the company’s views on existing and upcoming regulatory legislation

    Requirements

  • Has worked in a compliance function in a regulated financial services firm for at least 3 years
  • Has a NISM certification and company secretary degree
  • Affinity with trading in financial instruments or broker-dealer business from a compliance perspective is preferred
  • Has a solid understanding of the regulatory legislation applying to financial markets in general and trading firms in particular
  • Has prepared annual compliance plans and is familiar with control frameworks and 3 Lines of Defence methodology
  • Is familiar with financial sector regulatory policies such as anti-money laundering and know-your-customer programs, sanctions screening, etc.
  • Is familiar with common company policies such as conflicts of interest, data confidentiality, etc.
  • Is capable of working fully independent and has an entrepreneurial spirit in such that ownership is taken

    Benefits

  • A once in a lifetime opportunity to be part of a successful and fast-growing young company
  • A very exciting and dynamic work environment
  • The freedom to come up with great ideas and the space to push these to completion
  • Competitive base salary at trading industry standards and excellent variable pay based on the company’s and your own performance
  • Meals during work hours
  • Reimbursement of travel costs

    If you think you are ready for the challenge, you have an entrepreneurial mind, the relevant work experience and you are ready to build on a great future with Da Vinci Derivatives, please upload your CV and motivation letter by using the below button.